Aaron Webman

Aaron Webman

Herbert Smith Freehills Kramer

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District Court Denies Motion to Dismiss SEC’s First ‘Shadow Trading’ Complaint

Judge William H. Orrick of the Northern District of California recently denied a motion to dismiss the Securities and Exchange Commission’s (SEC’s) first insider trading case charging a defendant with “shadow trading.” The...more

1/25/2022  /  Corporate Governance , Due Process , Failure To State A Claim , Insider Trading , Material Nonpublic Information , Motion to Dismiss , Securities and Exchange Commission (SEC) , Securities Fraud

In Echo of Expert Network Cases, SEC Reaches Securities Fraud Settlement with Alternative Data Provider

On Sept. 14, 2021, the Securities and Exchange Commission (SEC) entered a cease-and-desist order against App Annie Inc. and its co-founder and former CEO, Bertrand Schmitt, after agreeing to settle securities fraud claims....more

9/23/2021  /  Cease and Desist Orders , Confidential Information , Corporate Counsel , Enforcement Actions , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud
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