Adam Kanter

Adam Kanter

Mayer Brown

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US SEC Gives Green Light to Swiss-Based Investment Adviser Registration Applications

On June 10, 2025, the US Securities and Exchange Commission (SEC) announced that it will immediately resume processing new and pending registration applications of investment advisers with their principal office and place of...more

6/11/2025  /  Data Privacy , Financial Services Industry , General Data Protection Regulation (GDPR) , Investment , Investment Adviser , Personal Data , Regulatory Oversight , Regulatory Requirements , Securities and Exchange Commission (SEC) , Switzerland
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