Adam Park

Adam Park

Eversheds Sutherland (US) LLP

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The SEC prunes its disclosure rules and forms, but will the changes bear fruit for registered investment companies and BDCs?

The US Securities and Exchange Commission (SEC) has adopted final rules to eliminate “redundant, duplicative, overlapping, outdated, or superseded” disclosure requirements in light of other SEC disclosure requirements and US...more

9/6/2018  /  Business Development Companies , Disclosure Requirements , GAAP , Registered Investment Companies (RICs) , Regulation S-K , Regulation S-X , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act

Performance Anxiety: SEC Proposes Pay Versus Performance Rule

On April 29, 2015, by a 3-2 vote, the Securities and Exchange Commission (the SEC) voted to propose a rule to implement Section 14(i) of the Securities Exchange Act of 1934 (the Exchange Act), as added by Section 953(a) of...more

6/2/2015  /  Disclosure Requirements , Dodd-Frank , Executive Compensation , Proposed Regulation , Say-on-Pay , Securities and Exchange Commission (SEC) , Securities Exchange Act , Total Shareholder Return (TSR)
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