On August 8, 2017, a three-judge panel of the US Court of Appeals for the Seventh Circuit unanimously upheld the first-ever criminal conviction of a New Jersey futures trader for the manipulative trading practice known as...more
8/14/2017
/ Appeals ,
Commodities ,
Constitutional Challenges ,
Criminal Convictions ,
Department of Justice (DOJ) ,
Dodd-Frank ,
High Frequency Trading ,
Indictments ,
Market Manipulation ,
Securities and Exchange Commission (SEC) ,
Spoofing
On April 18, 2017, the US Supreme Court heard oral arguments in Kokesh v. Securities and Exchange Commission regarding whether disgorgement ordered by the US Securities and Exchange Commission (SEC) is subject to the...more