When you think of online compliance and ethics training, you likely imagine courseware developed by a vendor and used by hundreds of other organizations.
USBank broke that mold, creating online training in house. It did so...more
There’s no guarantee that any company won’t end up in Chapter 11 or won’t acquire another company going through it.
What does that mean for the compliance program? As Kasey Ingram, General Counsel & Chief Compliance...more
Due diligence during a merger or acquisition is difficult even in the best of circumstances. There is only so much you can see and so much time to see it before the deal closes. Add the complexities of a pandemic and business...more
When a crisis hits, what do leaders and the crisis team want from the compliance team? It’s a question that Jonathan Armstrong, Partner at Cordery, addresses in this podcast and will be speaking to at the 2022 SCCE European...more
With the increasing attention paid to Environmental Social and Governance (ESG), questions have arisen as to what should be the relationship between compliance and ESG efforts. Some have argued for compliance to oversee ESG,...more
Daniel Garen, Chief Ethics and Compliance Officer at Vivint, divides compliance officers into two types. One is more comfortable running established, stable programs. The other is more comfortable diving in to a crisis.
A...more
Most offices have art all around, generally of the not-so-special, bland, pre-printed poster kind. But many offices will have a few nicer pieces, whether it’s an oil painting, sculpture, mixed media work or perhaps some...more
Perhaps the most intriguing title for a session at the 2021 SCCE Compliance & Ethics Institute was “Re-Thinking Employee ‘Engagement’: What’s on Your Compliance Program’s Dating Profile.” Not often you see references to...more
In this podcast Rob DeConti, Assistant Inspector General for Legal Affairs within the office of counsel to the Inspector General at HHS, was good enough to share a tremendous amount of insight into what the OIG is seeing,...more
11/11/2021
/ Charitable Organizations ,
Compliance ,
Coronavirus/COVID-19 ,
Corporate Integrity Agreement ,
Department of Health and Human Services (HHS) ,
Fraud Alerts ,
Health Care Providers ,
Healthcare Fraud ,
Kickbacks ,
Nursing Homes ,
OIG ,
Pharmaceutical Industry ,
Physicians ,
Public Health ,
Telehealth
There’s no guarantee that any company won’t end up in Chapter 11 or won’t acquire another company going through it. When either happens, there are serious implications for the compliance team.
As Kasey Ingram, General...more
Codes of conduct are ubiquitous these days, and they are often digital. It’s a way to make them more accessible, and more in line with how people work.
But what if you took that virtual approach up a bit? That’s what TAQA...more
The calls keep coming in to the helpline, which is great, unless you miss that all important, high risk one amidst all the minor issues. How do you avoid that problem? In this podcast, Mia Reini, Senior Manager-Corporate...more
Much has changed in the world of compliance, especially of late, but when it comes to healthcare investigations, not all should, says Pamela Para RN, MPH, CPHRM, ARM, DFASHRM, President and Chief Content Officer at CE...more
9/30/2021
/ Compliance ,
Corrective Actions ,
Documentation ,
Health Care Providers ,
Hospitals ,
Investigations ,
Nurses ,
Physicians ,
Policies and Procedures ,
Regulatory Requirements ,
Risk Management
While organizations have increasingly embraced cloud computing as a solution to their data management and other needs, they do so in an environment of heightened risks. Attacks on cloud providers are increasing, which makes...more
9/23/2021
/ Cloud Computing ,
Cloud Service Providers (CSPs) ,
Compliance ,
Cyber Attacks ,
Cybersecurity ,
Data Management ,
Data Privacy ,
Data Protection ,
Data Security ,
Risk Management ,
Third-Party Risk
Third party anti-corruption due diligence didn’t stop during the pandemic, but it was different. And, as the world begins to, hopefully, emerge from the pandemic Ashley Coselli, Senior Ethics and Compliance Counsel, Total...more
Ted Lasso has been a pandemic streaming success story. The show stars Jason Sudeikis as an American college football coach hired to lead a troubled English soccer (football) club.
Unlike the typically-portrayed coach,...more
So much attention is paid to vetting third parties, it’s easy to forget that it is just the start of the process. Monitoring needs to be done on an ongoing basis as well.
Ronnie Kann, head of Global Ethics & Compliance at...more
Mergers and acquisitions can be filled with landmines. To find out what compliance teams can do to help manage the risk, and help ensure a successful transaction for the business unit, we spoke on this podcast with Fernanda...more
Preventing data breaches is a critical task for all businesses these days, but it’s especially so in healthcare. No one wants to see health information disclosed, and the risks of a ransomware attack are enormous, literally...more
7/15/2021
/ Business Associates ,
Compliance ,
Cyber Attacks ,
Cybersecurity ,
Data Breach ,
Data Privacy ,
Data Protection ,
Data Security ,
Electronic Protected Health Information (ePHI) ,
Hackers ,
Health Care Providers ,
Health Insurance Portability and Accountability Act (HIPAA) ,
Hospitals ,
PHI ,
Physicians ,
Popular ,
Ransomware ,
Risk Mitigation
Brooke Nelson, Executive Director, Worldwide Compliance and Business Ethics at Amgen had a unique and broad perspective on managing compliance during the pandemic.
In this podcast she shares what she has seen, including a...more
It isn’t enough just to set your eyes on the goal of chief compliance officer. Nor is it probably advisable to walk into the CEO’s office and make your pitch should the job become open.
In this podcast Jim Passey, who has...more
NAVEX Global recently released its 2021 Risk & Compliance Incident Management Benchmark Report. It is a document rich in data about what’s going on with helplines and incident management.
To understand lessons learned from...more
Cataloguing everything your compliance program does isn’t easy, but Susan Roberts, who recently retired from full-time corporate life after serving as Chief Compliance Officer at three different companies, did just that. And...more
6/17/2021
/ Acquisitions ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Code of Conduct ,
Compliance ,
Compliance Monitoring ,
Corporate Governance ,
Corporate Integrity Agreement ,
Corrective Actions ,
Discipline ,
Ethics ,
Incentives ,
Internal Audit Functions ,
Internal Investigations ,
Internal Reporting ,
Policies and Procedures ,
Risk Assessment ,
Risk Management ,
Third-Party Risk ,
Tone At The Top ,
Training
Cheryl Curbeam, Vice President, Chief Risk and Compliance Officer at Corteva Agriscience has had a very interesting and unusual path to the compliance professional. She studied and began her career in mechanical engineering...more
The Environmental, Social and Governance (ESG) movement has been around for a long time, but over the last year it has hit a tipping point. In fact, according to Roy Snell, former SCCE & HCCA CEO and now advisor to Osprey ESG...more