So, you’ve got a global compliance program. But, what do you do when a local team says, “That doesn’t really work here” or “We think it would be better if it were changed to something else for us”?
Kristy Grant-Hart, CEO of...more
Melinda Shapiro, Senior Director of Compliance at San Diego-based National University, knew she needed to do something different with the school’s approach to enterprise risk management (ERM). When she took on the compliance...more
One of the more well-attended sessions at the SCCE 22nd Annual Compliance & Ethics Institute, promises to be “ESG and DEI: How to Position for Stakeholder Success”. The session will be lead by Adrian Taylor, Director of...more
The writing on the wall is pretty clear: regulators expect compliance programs to be custom designed for the organization and kept up to date. That means compliance teams need to stop periodically and reassess their program...more
The relationship between ESG and compliance is as of yet not a fully defined one. That’s not surprising given both the newness of ESG and the many similarities between it and compliance.
While many see an overlap between...more
Procter & Gamble (P&G) is one of the best-known companies in the world, boasting top brands such as Tide, Crest and Charmin. The company is also well recognized for its highly strategic marketing and its integrity. In fact,...more
Getting employees to come forward and provide feedback on the corporate compliance and ethics program is often a challenge. Many are hesitant to talk to compliance at all. Still others may fear that their conversation may...more
ESG has exploded, but what is it and what is the role for compliance teams? Lisa Beth Lentini Walker, CEO & Founder of Lumen Worldwide Endeavors and a member of the board of the Society of Corporate Compliance and Ethics &...more
The relationships between Enterprise Risk Management (ERM) and compliance risk management is a complex and confusing one. There is the potential for overlap and even conflict.
To help clear the air and improve the...more
At the 2022 SCCE European Compliance & Ethics Institute Dr. Jan Sprafke, Head of Compliance, Europe and Latin America and Jad Mhanna, Regional Compliance Officer at Ericsson will be leading a session entitled Cultural Divide...more
When a crisis hits, what do leaders and the crisis team want from the compliance team? It’s a question that Jonathan Armstrong, Partner at Cordery, addresses in this podcast and will be speaking to at the 2022 SCCE European...more
With the increasing attention paid to Environmental Social and Governance (ESG), questions have arisen as to what should be the relationship between compliance and ESG efforts. Some have argued for compliance to oversee ESG,...more
Daniel Garen, Chief Ethics and Compliance Officer at Vivint, divides compliance officers into two types. One is more comfortable running established, stable programs. The other is more comfortable diving in to a crisis.
A...more
Perhaps the most intriguing title for a session at the 2021 SCCE Compliance & Ethics Institute was “Re-Thinking Employee ‘Engagement’: What’s on Your Compliance Program’s Dating Profile.” Not often you see references to...more
What do the current times and the times to come mean for corporate values?
To answer that question we turn in this podcast to Marjorie Doyle, Principal, Marjorie Doyle & Associates, and Art Weiss, Principal, Strategic...more
Cataloguing everything your compliance program does isn’t easy, but Susan Roberts, who recently retired from full-time corporate life after serving as Chief Compliance Officer at three different companies, did just that. And...more
6/17/2021
/ Acquisitions ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Code of Conduct ,
Compliance ,
Compliance Monitoring ,
Corporate Governance ,
Corporate Integrity Agreement ,
Corrective Actions ,
Discipline ,
Ethics ,
Incentives ,
Internal Audit Functions ,
Internal Investigations ,
Internal Reporting ,
Policies and Procedures ,
Risk Assessment ,
Risk Management ,
Third-Party Risk ,
Tone At The Top ,
Training
America’s data is under attack. Solar Winds and other recent headline-grabbing stories have demonstrated that foreign adversaries are eager to hack into computer systems for a wide range of purposes.
The US Department of...more
6/3/2021
/ Certification Requirements ,
Chief Information Officers (CIO) ,
Chief Information Security Officer (CISO) ,
Controlled Unclassified Information (CUI) ,
Corporate Governance ,
Cyber Attacks ,
Cyber Threats ,
Cybersecurity ,
Cybersecurity Maturity Model Certification (CMMC) ,
Data Breach ,
Data Security ,
Defense Sector ,
Department of Defense (DOD) ,
Federal Contractors ,
Policies and Procedures ,
Supply Chain
The Environmental, Social and Governance (ESG) movement has been around for a long time, but over the last year it has hit a tipping point. In fact, according to Roy Snell, former SCCE & HCCA CEO and now advisor to Osprey ESG...more
It’s a very busy time for compliance professionals overseeing businesses operating in India, reports Arpinder Singh, India & Emerging Markets Leader at EY Forensic & Integrity Services. There are a dizzying number of new...more
12/4/2020
/ Auditors ,
Board of Directors ,
Business Disruption ,
Chief Compliance Officers ,
Competition ,
Compliance ,
Coronavirus/COVID-19 ,
Corporate Governance ,
Corporate Investigations ,
Corporate Officers ,
Corruption ,
Data Privacy ,
Data Protection ,
Ethics ,
India ,
Insider Trading ,
New Regulations ,
New Rules ,
Prevention of Corruption Act (PCA) ,
Privacy Laws ,
Ransomware ,
Remote Working ,
Reporting Requirements ,
Risk Management ,
Supply Chain ,
Whistleblowers
In the latest episode of the Compliance Perspectives podcast we are joined by Daniel Kahn, the Acting Chief of the Fraud Section at the Department of Justice.
We begin the conversation with a discussion of the latest...more
11/5/2020
/ Chief Compliance Officers ,
Compliance ,
Corporate Governance ,
Criminal Prosecution ,
Data Collection ,
Department of Justice (DOJ) ,
Due Diligence ,
Enforcement Actions ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Internal Controls
In 2020 the SCCE will again be proud to offer the Compliance Law track at the 2020 Virtual Compliance & Ethics Institute....more
As compliance teams seek to extend their reach into the organization, one idea that has emerged in the development of compliance champions. But what is a compliance champion and how does it work?
In this podcast Duncan...more
All codes of conduct share a common goal of shaping employee decisions and actions. Yet codes differ in terms of size and scope. Some are quite brief, while others are dozens of pages long.
Darrell Contreras, Chief...more
A lot has changed with he COVID-19 pandemic, but what if your organization is under a monitorship? Have the rules changed there, too?
According to John Hanson, President of the International Association of Corporate Monitors...more
Companies are struggling to survive and boards are stretched beyond belief. So how do you get the governing team to focus on compliance? According to Nell Minow — dubbed the “Queen of Good Corporate Governance” by...more