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Compliance Perspectives: Delaware Supreme Court’s Marchand v. Barnhill Decision [Audio]

For years In re Caremark was the definitive decision from the Delaware courts on board oversight of compliance programs. Decided in 1996, the Delaware Court of Chancery held that directors had a duty of care. However, as...more

Compliance Perspectives: The Nexus Between Enterprise Risk Management and Compliance Risk Management [Audio]

As business continues to increasingly embrace the concept of risk management, where does compliance fit, particularly in the context of broader Enterprise Risk Management (ERM) frameworks? It’s a tough question that James...more

Compliance Perspectives: Judith Spain on Risk Assessments [Audio]

Judith Spain is a professor of business law at Eastern Kentucky University, Compliance Collaborative Program Consultant with the Georgia Independent College Association, and, most importantly for this conversation, the author...more

Compliance Perspectives: Auditing and Monitoring Third Parties [Audio]

Given the risks of third parties, especially in risk areas such as corruption, much emphasis is placed on thorough vetting. But once the deal is signed and the agent or contractor is hired, the risks don’t stop there. It’s...more

Compliance Perspectives: Current Trends in Third Party Risk Management  [Audio]

In a surprising web conference, Brian Lee, Managing Vice President at Gartner, shares some eye-raising insight into what’s going on when it comes to third-party risk management. Recent research there reveals what he reports...more

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