Adi Herman

Adi Herman

Herbert Smith Freehills Kramer

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Corporate Governance: 2024 Year-End Review

As 2025 begins, we cover several significant corporate governance developments that occurred in the second half of 2024 and since our Corporate Governance: 2024 Midyear Review was published in August. We first highlight...more

1/9/2025  /  Corporate Governance , Corporate Transparency Act , Delaware , Enforcement Actions , FinCEN , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Litigation , Securities Regulation

SEC Proposes New Rules for SPAC IPOs and SPAC Business Combinations

On March 30, 2022, the Securities and Exchange Commission (SEC) published a proposal for new rules and amendments under the Securities Act of 1933 and the Securities Exchange Act of 1934 governing initial public offerings...more

4/12/2022  /  Capital Markets , Comment Period , Initial Public Offering (IPO) , Proposed Rules , PSLRA , Regulatory Agenda , Safe Harbors , Securities and Exchange Commission (SEC) , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

SEC Charges SPAC and Sponsor for Alleged Misrepresentations in Preliminary Proxy Filing Arising From Due Diligence Failures

On July 13, 2021, the Securities and Exchange Commission announced partially settled charges against the Special Purpose Acquisition Company Stable Road Acquisition Co. (SRA), SRA’s sponsor and CEO, SRA’s target Momentus Inc....more

7/27/2021  /  Disclosure Requirements , Due Diligence , Enforcement Actions , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations , Special Purpose Acquisition Companies (SPACs)
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