On January 10, 2024, the Securities and Exchange Commission (“SEC”) issued an order approving the applications of 11 different spot Bitcoin exchange‑traded products (the “Approved ETPs”) to each list and trade their shares on...more
1/17/2024
/ Bitcoin ,
Broker-Dealer ,
Chicago Mercantile Exchange (CME) ,
Compliance ,
Conflicts of Interest ,
Cryptocurrency ,
ETFs ,
Exchange-Traded Products ,
Investment Adviser ,
Investment Company Act of 1940 ,
Listing Applications ,
Mutual Funds ,
NYSE ,
Popular ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934
On October 7, 2023, California Governor Gavin Newsom signed into law two expansive climate disclosure bills (SB 253 and SB 261), making California the first state in the U.S. to impose requirements on greenhouse gas (“GHG”)...more
10/16/2023
/ California ,
Climate Change ,
Disclosure Requirements ,
Greenhouse Gas Emissions ,
Net Zero ,
New Legislation ,
Popular ,
Reporting Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Supply Chain ,
Task Force on Climate-related Financial Disclosures (TCFD)