On 22 August 2024, K2 Integrity hosted a webinar discussing considerations related to the pending anti-money laundering rule (AML) for investment advisers (IAs) from the Financial Crimes Enforcement Network (FinCEN). The...more
8/27/2024
/ Anti-Money Laundering ,
Banks ,
Broker-Dealer ,
Capital Markets ,
Customer Due Diligence (CDD) ,
Data Privacy ,
Financial Crimes ,
Financial Institutions ,
FinCEN ,
Investment Adviser ,
Investment Companies ,
Notice of Proposed Rulemaking (NOPR) ,
Securities and Exchange Commission (SEC) ,
Suspicious Activity Reports (SARs)
Summary of What Has Happened and What Is Yet to Come -
On 19 October 2023, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) announced a Notice of Proposed Rule Making (NPRM), pursuant to...more
11/14/2023
/ Convertible Virtual Currencies (CVCs) ,
Department of Justice (DOJ) ,
Employee Benefits ,
Financial Institutions ,
FinCEN ,
Money Laundering ,
Notice of Proposed Rulemaking (NOPR) ,
Office of Foreign Assets Control (OFAC) ,
Patriot Act ,
Popular ,
Proposed Regulation ,
Recordkeeping Requirements ,
Reporting Requirements ,
Risk Assessment ,
Risk Management ,
Suspicious Activity Reports (SARs) ,
Terrorist Financing ,
Transparency ,
Virtual Currency
On 14 September 2022, K2 Integrity hosted a webinar on considerations in the digital assets space. K2 Integrity Board Member Christopher Brummer and AML/CFT experts Mariano Federici and Alex Levitov discussed the current...more
10/3/2022
/ AML/CFT ,
Bank Secrecy Act ,
Basel Committee on Banking Supervision (BCBS) ,
Blockchain ,
Capital Controls ,
CFTC ,
Compliance ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Digital Assets ,
FATF ,
Financial Institutions ,
Financial Instruments ,
FinCEN ,
FSB ,
Illiquid Assets ,
IOSCO ,
Non-Fungible Tokens (NFTs) ,
Personal Data ,
Risk Management ,
Sanction Violations ,
Securities and Exchange Commission (SEC) ,
Stablecoins ,
Terrorism Funding
The United States, the United Kingdom, and European Union have led a broad international coalition imposing a sweeping and unprecedented range of economic and financial sanctions against Russia and Belarus in response to...more
3/14/2022
/ Anti-Money Laundering ,
Anti-Terrorism Financing ,
Belarus ,
Cyber Attacks ,
Cybersecurity ,
Department of Justice (DOJ) ,
Digital Currency ,
Economic Sanctions ,
EU ,
Financial Institutions ,
Global Market ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Russia ,
SDN List ,
SWIFT ,
UK ,
Virtual Currency