Alex Parkhouse

Hogan Lovells

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SEC requests public comment on the definition of foreign private issuer

On June 4, the SEC published a “concept release” seeking public comment on potential amendments to the definition of “foreign private issuer” (FPI) under the Securities Act and the Exchange Act. The SEC issued the release in...more

6/12/2025 / Capital Markets , Financial Services Industry , Foreign Private Issuers , Proposed Amendments , Proposed Rules , Public Comment , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

Cross-border SEC spotlight: Key updates for non-U.S. companies

Welcome to the inaugural edition of our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This...more

4/4/2025 / Cross-Border , Disclosure Requirements , Financial Services Industry , Foreign Private Issuers , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

FCA consults on arrangements for PISCES sandbox

On 17 December 2024, the UK Financial Conduct Authority (the “FCA”) published its latest consultation paper on the ‘Private Intermittent Securities and Capital Exchange System’ (“PISCES”) (the “Paper”) (which is available...more

1/9/2025 / Capital Markets , Disclosure Requirements , Financial Conduct Authority (FCA) , Financial Institutions , Financial Services Industry , Private Equity , Private Equity Funds , Regulatory Requirements , Securities Regulation , UK

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