Alex Parkhouse

Hogan Lovells

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UK Capital Markets: London Stock Exchange launches market discussion on the future of AIM

On 7 April 2025, the London Stock Exchange (LSE) published a discussion paper ‘Shaping the Future of AIM’ (Discussion Paper) inviting feedback on proposals to develop the overall AIM market framework and update the AIM Rules...more

5/1/2025 / AIM , Capital Markets , Corporate Governance , Investment , London Stock Exchange , Publicly-Traded Companies , Regulatory Reform , Regulatory Requirements , Securities Regulation , Shareholders

Cross-border SEC spotlight: Key updates for non-U.S. companies

Welcome to the inaugural edition of our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This...more

4/4/2025 / Cross-Border , Disclosure Requirements , Financial Services Industry , Foreign Private Issuers , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC staff expands availability of nonpublic registration statement review process

On March 3, the SEC’s Division of Corporation Finance announced that it has expanded the availability of the nonpublic review process for registration statements under which issuers may voluntarily submit draft Securities Act...more

3/12/2025 / Disclosure Requirements , Filing Requirements , Publicly-Traded Companies , Registration Statement , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

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