In March 2024, NSD issued an updated Enforcement Policy for Business Organizations (NSD Enforcement Policy) that includes the M&A Policy. Under the M&A Policy, where an acquiring company makes a qualifying voluntary...more
Key Points - On February 13, 2024, FinCEN issued an NPRM that seeks to include certain investment advisers in the definition of “financial institution” under the BSA. As described in the NPRM as well as in FinCEN’s fact...more
2/16/2024
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Anti-Money Laundering ,
Bank Secrecy Act ,
Chief Compliance Officers ,
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FinCEN ,
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Notice of Proposed Rulemaking (NOPR) ,
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Suspicious Activity Reports (SARs)