Alice Hsu

Alice Hsu

Orrick, Herrington & Sutcliffe LLP

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SEC Considers Revising Foreign Private Issuer Definition

The Securities and Exchange Commission (SEC) issued a concept release seeking public comment by September 8, 2025, on its definition of “foreign private issuer” (FPI). The SEC indicated that a review is warranted due to...more

6/24/2025  /  Capital Markets , Corporate Governance , Disclosure Requirements , Foreign Investment , Foreign Private Issuers , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SPAC (Re-)Attack: Top Considerations for Issuers Considering a De-SPAC Transaction

Continued volatility in the equity capital markets has revived what was thought to be a zombie after 2022 – the SPAC. There is an old investment banking mantra that they can do an IPO in a down market or an up market, but not...more

6/17/2025  /  Acquisitions , Capital Markets , Disclosure Requirements , Initial Public Offering (IPO) , Investment , Mergers , Publicly-Traded Companies , Regulatory Requirements , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

SEC Final SPAC Rules: Key Takeaways

The Securities and Exchange Commission (the “SEC”) has finalized its long-awaited rules regarding special purpose acquisition companies (“SPAC”). So, what are the key aspects of these rules that SPAC market participants...more

2/2/2024  /  Disclosure Requirements , Final Rules , Initial Public Offering (IPO) , Investment Company Act of 1940 , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)

SEC Finalizes Beneficial Ownership Rule Amendments

The SEC has adopted amendments to the beneficial ownership rules under Sections 13(d) and 13(g) of the Securities and Exchange Act. When the amendments take effect, they will accelerate filing deadlines, incrementally clarify...more

10/20/2023  /  Beneficial Owner , Derivatives , Filing Deadlines , Filing Requirements , Reporting Requirements , Schedule 13D , Securities and Exchange Commission (SEC)

SEC Provides Expectations About Public Company Disclosures Regarding Crypto Ecosystem Impact

The Division of Corporation Finance of the Securities and Exchange Commission (“SEC”) issued a sample letter on December 8, 2022, highlighting considerations that public companies that are in, or connected to, the crypto...more

12/12/2022  /  Cryptocurrency , Disclosure Requirements , MD&A Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC)
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