Alicia Maziarz

Alicia Maziarz

Epstein Becker & Green

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The Commodity Futures Trading Commission Cracks Down on Employer Non-Disclosure Provisions

The Commodity Futures Trading Commission (“CFTC”) has now joined the Securities and Exchange Commission (“SEC”) in taking a stand against broad non-disclosure provisions in employment agreements....more

6/26/2024  /  CFTC , Employment Contract , Enforcement Actions , Financial Regulatory Reform , Non-Disclosure Agreement , Regulatory Violations , Securities and Exchange Commission (SEC) , Settlement

Employers Beware: SEC Targets Employment Agreements Under Whistleblower Protection Rules

Less than two weeks after it last penalized a private employer for alleged violations of whistleblower protection rules in its employee separation agreements, the Security and Exchange Commission (“SEC”) once again takes aim...more

9/20/2023  /  Enforcement Actions , Fines , Hiring & Firing , Regulatory Violations , Rule 21F , Securities and Exchange Commission (SEC) , Securities Regulation , Separation Agreement , Whistleblower Protection Policies , Whistleblowers
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