The EU and U.K. prospectus regimes govern disclosure requirements for securities offered to the public and/or admitted to trading on a regulated market. Imminent and forthcoming changes to these regimes will have implications...more
12/3/2024
/ Capital Markets ,
Commission Delegated Regulation ,
Debt Market ,
Disclosure Requirements ,
EU ,
EU Prospectus Regime ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Green Bonds ,
Listing Rules ,
Regulatory Agenda ,
Securities ,
UK
This paper discusses the way forward for the UK as it moves out of the legislative orbit of the EU and commences the wider regulatory reform programme proposed by the UK government.
...more
The FCA published its final rules on the Consumer Duty in a Policy Statement on 27 July 2022 (PS22/9) and firms now have until 31 July 2023 to fully implement such rules for new and existing products or services and until 31...more
The FCA has finalised its new proposed consumer duty regime for UK firms, with a start date of July 2023 (subject to transitional provisions). The first milestone in terms of a relevant firm’s implementation project is 31...more
Whilst Brexit formally happened when the UK left the European Union (EU) on 31 January 2020 (exit day), it has been treated as a Member State under Union law during the transition period established by the EU-UK Withdrawal...more
11/6/2020
/ Bonds ,
Capital Markets ,
Corporate Issuers ,
Debt Market ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
GAAP ,
Listing Standards ,
Member State ,
Transitional Arrangements ,
UK Brexit ,
Withdrawal Agreement