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Answers To Common Questions About Rule 10b5-1 Plans

Rule 10b5-1 Plans: An Overview- What is a Rule 10b5-1 plan? A Rule 10b5-1 plan is a written plan for trading securities that is designed in accordance with Rule 10b5-1(c) of the Securities Exchange Act of 1934 (the...more

Rule 10b5-1 Plans At 20: Enforcement Trends & Best Practices

2020 marks the 20th anniversary of the Rule 10b5-1 plan. During its two-decade history, it has provided an affirmative defense against allegations of insider trading by corporate insiders that trade their company’s stock,...more

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