Amina Batyreva

Proskauer Rose LLP

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Effect of the New NYSE and Nasdaq Clawback Listing Standards on Registered Funds and BDCs

Beginning on December 1, 2023, companies listed on the New York Stock Exchange (“NYSE”) and the Nasdaq Stock Market (“Nasdaq”) will need to adopt and comply with policies providing for the recovery, or “clawback”, of...more

11/27/2023  /  Business Development Companies , Clawbacks , Incentive Compensation , Investment Adviser , Investment Company Act of 1940 , Listing Standards , Nasdaq , NYSE , Registered Funds , Securities and Exchange Commission (SEC)
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