Anahita Patwardhan

Anahita Patwardhan

Hogan Lovells

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The FCA consults on amendments to the SMCR: Excludes Head of Legal from the Senior Managers Regime and clarifies the scope of the...

On 23 January 2019, the Financial Conduct Authority (FCA) published a consultation paper (CP19/4) on optimising the Senior Managers and Certification Regime (SMCR). This paper consults on a range of proposed amendments and...more

2/1/2019  /  Comment Period , Consultation , False Claims Act (FCA) , Financial Services Industry , Insurance Regulations , Senior Managers , SMCR , UK

UK: The FCA and the PRA have released near final rules on the Senior Managers and Certification Regime

On 4 July 2018, the FCA and the PRA released near final rules on the extension of the Senior Managers and Certification Regime (SMCR)....more

7/5/2018  /  Financial Conduct Authority (FCA) , Financial Services Industry , Prudential Regulation Authority (PRA) , Regulatory Oversight , Regulatory Requirements , Senior Managers , SMCR , UK
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