This is the third part of a series covering certain securities law, corporate governance, and tax considerations related to stock options and restricted stock unit (RSU) awards granted by public companies....more
3/17/2025
/ Compliance ,
Corporate Governance ,
Employee Benefits ,
Executive Compensation ,
Internal Revenue Code (IRC) ,
IRS ,
Publicly-Traded Companies ,
Qualified Restricted Stock Units (RSUs) ,
Section 16 ,
Securities Regulation ,
Stock Options ,
Tax Liability ,
Tax Planning ,
Withholding Tax
With calendar year 2024 completed, US public companies with a December 31 fiscal year-end will be working to prepare their annual reports on Form 10-K for filing with the US Securities and Exchange Commission (SEC). Companies...more
On December 11, 2024, the United States Court of Appeals for the Fifth Circuit granted the consolidated petitions for review and vacated the order by the Securities and Exchange Commission (SEC) that approved Nasdaq’s rules...more
We are pleased to announce the availability of our calendar showing SEC filing deadlines and financial statement staleness dates for 2025.
Public companies are encouraged to keep in mind these important deadlines and...more
Becoming a first-time director of a public company is a goal not easily achieved and can represent a significant personal and professional accomplishment, giving an individual a platform to share their expertise to help a...more
10/24/2024
/ Board of Directors ,
Corporate Governance ,
Disclosure Requirements ,
Fiduciary Duty ,
Form 10-K ,
Insider Trading ,
Investors ,
MNPI ,
Proxy Statements ,
Publicly-Traded Companies ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Stocks ,
The Clayton Act