Andrew Seaberg

Andrew Seaberg

Faegre Drinker Biddle & Reath LLP

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SEC Extends COVID-19 In-Person Meeting Relief for Registered Investment Companies

On June 19, 2020, the Securities and Exchange Commission (SEC) extended temporary exemptive relief from in-person voting requirements granted to registered management investment companies and business development companies...more

6/23/2020  /  Board Meetings , Business Development Companies , Coronavirus/COVID-19 , Investment Companies , Registered Investment Companies (RICs) , Securities and Exchange Commission (SEC)

Citing Coronavirus Threat, SEC Staff Expands In-Person Voting Relief for Investment Company Boards

The staff of the Securities and Exchange Commission’s (SEC) Division of Investment Management has expanded relief for registered investment company boards from the in-person voting requirements of certain provisions of the...more

3/6/2020  /  Coronavirus/COVID-19 , Investment Advisers Act of 1940 , Investment Companies , Securities and Exchange Commission (SEC)
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