2 May -
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6). The Policy Statement sets out how the FCA's disclosure requirements will change to reflect...more
6/5/2017
/ Acquisitions ,
AIFM ,
Alternative Investment Fund Managers Directive (AIFMD) ,
Alternative Investment Funds ,
Anti-Money Laundering ,
CRD IV Directive ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Facebook ,
Financial Conduct Authority (FCA) ,
Merger Controls ,
Packaged Retail And Insurance-Based Investment Products (PRIIPS) ,
Remuneration ,
UK ,
WhatsApp
The FCA and PRA announced changes to enforcement process with the aim of strengthening the transparency and effectiveness of enforcement decision-making processes. Some of the changes have already come into force, the rest...more
2/28/2017
/ Article 29 Working Party (WP29) ,
Banking Sector ,
Banks ,
Capital Markets ,
Corporate Issuers ,
Data Protection ,
Data Protection Officers (DPOs) ,
EIOPA ,
Enforcement Actions ,
EU ,
EU Transparency Directive ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
European Supervisory Authorities (ESAs) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Markets ,
FSMA ,
General Data Protection Regulation (GDPR) ,
Insurance Industry ,
International Data Transfers ,
Investment ,
Investment Firms ,
Investors ,
Listing Rules ,
Money Laundering ,
NYDFS ,
ORSA ,
Payment Systems ,
Penalties ,
Proposed Legislation ,
Prudential Regulation Authority (PRA) ,
PSD2 ,
Regulatory Oversight ,
Reinsurance ,
RTS ,
Solvency II ,
Terrorism Funding ,
UK