Artificial Intelligence (AI) is no longer just a buzzword, but a reality that is firmly on the radar of regulators and regulated firms in the US and UK. Recently, considerable investment into this area has prompted...more
2/15/2024
/ Artificial Intelligence ,
Compliance ,
Electronic Communications ,
Electronic Monitoring ,
Employee Monitoring ,
Enforcement ,
Enforcement Authority ,
Financial Conduct Authority (FCA) ,
Guidance Update ,
Regular Business Communications ,
Securities and Exchange Commission (SEC) ,
UK
On 24 May 2022, Glencore International AG announced a series of coordinated resolutions with various international enforcements agencies including the Department of Justice (”DOJ”), the Commodity Futures Trading Commission...more
6/13/2022
/ Bribery ,
CFTC ,
Conspiracies ,
Corruption ,
Criminal Conspiracy ,
Criminal Forfeiture ,
Criminal Prosecution ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Foreign Corrupt Practices Act (FCPA) ,
Government Investigations ,
Market Manipulation ,
Plea Agreements ,
Sentencing Factors ,
Serious Fraud Office (SFO) ,
Settlement Agreements ,
Settlement Negotiations ,
UK ,
UK Bribery Act ,
White Collar Crimes