Angela Monaco

Angela Monaco

Troutman Pepper Locke

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SEC's Enforcement Results for FY 2022 Reflect Robust Enforcement and Record-Breaking Penalties

On November 15, the U.S. Securities and Exchange Commission (SEC) announced its enforcement results for fiscal year 2022, which featured the following key metrics...more

11/23/2022  /  Corporate Counsel , Enforcement Actions , Investment Adviser , Investors , Securities and Exchange Commission (SEC)
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