An Overview of Which Market Disruption Events to Include for the Most Common Asset Classes under a Medium-Term Note Program -
A movie scene showing a day in the life of a calculation agent would likely not survive the...more
7/1/2025
/ Asset Management ,
Capital Markets ,
Contract Terms ,
ETFs ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Financial Markets ,
Financial Services Industry ,
ISDA ,
NAV ,
Publicly-Traded Companies ,
Regulation Best Interest ,
Risk Management ,
Securities
This practice note discusses 10 practice points that can help you, as counsel to underwriters or initial purchasers, skillfully navigate the task of reviewing and negotiating comfort letters. A comfort letter is a letter...more
In recent comments, Commissioner Peirce shared her views on the role of the Securities and Exchange Commission in expressing a view regarding mandatory arbitration provisions....more
Although Securities and Exchange Commission Chair Clayton has made clear that the Commission does not intend to focus on addressing mandatory arbitration provisions in the near term, the controversy regarding action in this...more
7/17/2018
/ Arbitration ,
Arbitration Agreements ,
Capital Markets ,
Contract Terms ,
Corporate Issuers ,
Initial Public Offering (IPO) ,
Investment Products ,
Mandatory Arbitration Clauses ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Securities Violations