Anna Pinedo

Anna Pinedo

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Chair Clayton’s Congressional Testimony

In his most recent testimony in Congress, the Securities and Exchange Commission Chair once again focused on retail investors. Chair Clayton cited a number of statistics regarding the level of retail participation in the...more

6/26/2018  /  Capital Markets , Registration Requirement , Regulation A , Retail Investors , Rulemaking Process , Sarbanes-Oxley , Securities and Exchange Commission (SEC) , Small Business Credit Availability Act (SBCAA) , Testimony
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