The UK Financial Conduct Authority (FCA) has updated its Enforcement Guide, including its revised policy on when it will announce details of enforcement investigations. Following a consultation process that was subject to...more
The UK Financial Conduct Authority (FCA) has set out its commitment to “become a smarter regulator” – one that is predictable, purposeful and proportionate. This may have been well received by firms, especially since, tonally...more
Post-pandemic most firms have settled into permanent hybrid working arrangements. Two years after the FCA published its statement reminding firms of its ability to visit “any location where work is performed […] including...more
9/19/2024
/ Banking Sector ,
Dawn Raids ,
Employee Privacy Rights ,
Employees ,
Employer Liability Issues ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Services Industry ,
Freedom of Information ,
Human Rights ,
Regulatory Agenda ,
Regulatory Requirements ,
Remote Working ,
UK
In the context of reminding firms about its expectations for hybrid working models, the UK Financial Conduct Authority (FCA) reminded firms last year that it has the ability to visit “any location where work is performed […]...more