Annabel Smith

A&O Shearman

Contact
View Bio
RSS

Latest Posts › Financial Regulatory Reform

Share:

The FCA’s revised Enforcement Guide: Key policy changes to be aware of

The UK Financial Conduct Authority (FCA) has updated its Enforcement Guide, including its revised policy on when it will announce details of enforcement investigations. Following a consultation process that was subject to...more

6/6/2025  /  Disclosure Requirements , Enforcement Actions , Enforcement Priorities , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Investigations , New Regulations , Regulatory Oversight , Regulatory Requirements , UK

A smarter regulator – the FCA’s shift in approach

The UK Financial Conduct Authority (FCA) has set out its commitment to “become a smarter regulator” – one that is predictable, purposeful and proportionate. This may have been well received by firms, especially since, tonally...more

4/1/2025  /  Enforcement , Enforcement Actions , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Financial Services Industry , Regulatory Agenda , Regulatory Oversight , Regulatory Requirements , Supervision , UK
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide