Annabel Smith

A&O Shearman

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The FCA’s revised Enforcement Guide: Key policy changes to be aware of

The UK Financial Conduct Authority (FCA) has updated its Enforcement Guide, including its revised policy on when it will announce details of enforcement investigations. Following a consultation process that was subject to...more

6/6/2025  /  Disclosure Requirements , Enforcement Actions , Enforcement Priorities , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Investigations , New Regulations , Regulatory Oversight , Regulatory Requirements , UK

A smarter regulator – the FCA’s shift in approach

The UK Financial Conduct Authority (FCA) has set out its commitment to “become a smarter regulator” – one that is predictable, purposeful and proportionate. This may have been well received by firms, especially since, tonally...more

4/1/2025  /  Enforcement , Enforcement Actions , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Financial Services Industry , Regulatory Agenda , Regulatory Oversight , Regulatory Requirements , Supervision , UK
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