Key Points -
- New Managers-In-Charge regime
- Outlines the regulatory obligations and potential liabilities of the senior management of licensed corporations who do not conduct regulated activities
-...more
Key Points -
- All managers of SFC authorised funds (including overseas managers of SFC authorised funds) are required to enhance internal liquidity risk management processes and procedures in order to implement...more
10/4/2016
/ Corporate Governance ,
Financial Conduct Authority (FCA) ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Investment Funds ,
IOSCO ,
Liquidity Risk Management Rule ,
Monetary Authority of Singapore ,
Securities and Exchange Commission (SEC) ,
Singapore ,
Stress Tests ,
UK