Key Points -
The Fund Manager Code of Conduct will be amended to require fund managers managing collective investment schemes to take climate-related risks into consideration in their investment and risk management...more
- The Financial Services and the Treasury Bureau proposed a limited partnership regime for investment funds in Hong Kong to enhance the attractiveness of the Hong Kong asset and wealth management industry.
- Similar to...more
Whatever your business—whether you are an investor looking at new investments, managing existing positions or planning exits, or a corporate concerned with protecting and enhancing your business—the current public health...more
• The revised UT Code came into effect on 1 January 2019, with a 12-month transition period for compliance by funds currently registered with the SFC.
• Revised regulatory standards will impact all SFC-authorised funds and...more
The U.S. National Futures Association (NFA) has confirmed that it has commenced its first-ever, on-site inspection program of NFA member firms located in Hong Kong. Prior to this current initiative, the NFA’s inspections of...more
7/12/2018
/ Asset Management ,
Audits ,
CFTC ,
Commodities Traders ,
Commodity Broker ,
Commodity Pool ,
Cryptocurrency ,
Hong Kong ,
Inspections ,
Investment Management ,
National Futures Association
• The introduction of an OFC structure in Hong Kong is intended to further develop Hong Kong as an international asset management centre and fund domicile.
• The OFC provides Hong Kong Type 9 licenced managers seeking to...more
7/10/2018
/ Applications ,
Asset Management ,
China Securities Regulatory Commission (CSRC) ,
Collective Investment Schemes ,
Disclosure Requirements ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Incorporation ,
Investment Funds ,
Investment Management ,
Offering Documents ,
Open-Ended Fund Companies (OFCs) ,
Regulatory Oversight ,
Required Documentation ,
Shareholders ,
Tax Exemptions