On February 15th 2023, the Securities and Exchange Commission (the “SEC”, or the “Commission”) proposed a new safeguarding rule. Comments must be received by the SEC on or before 60 days after the rule’s publication in the...more
2/27/2023
/ Banks ,
Brokers ,
Cryptoassets ,
Federal Savings Associations ,
Foreign Financial Institutions (FFI) ,
Investment Advisers Act of 1940 ,
Investment Company Act of 1940 ,
Proposed Rules ,
Recordkeeping Requirements ,
Reporting Requirements ,
Safeguards Rule ,
Securities and Exchange Commission (SEC) ,
Written Agreements