Despite turmoil created by the pandemic and the uncertainty created by next week’s election, SEC enforcement remains business as usual.
Over seven months into the pandemic, the SEC has taken substantial measures to adjust...more
Directors managing the impact of the COVID-19 pandemic on the business must remember their fiduciary duties as they consider potential actions and approaches, including M&A and interested party transactions, and should...more
Expect the SEC to aggressively enforce the securities laws during and after the COVID-19 pandemic, particularly against market participants who act opportunistically.
The SEC as well as senior staff within the Division of...more