As artificial intelligence (AI) expands into virtually every industry, companies should consider AI’s potential impacts on corporate governance and internal controls.
Companies should integrate AI thoughtfully to ensure...more
1/26/2024
/ Artificial Intelligence ,
Climate Change ,
Corporate Governance ,
Data Breach ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Fraud ,
Governance Standards ,
Internal Controls ,
Investment Adviser ,
Machine Learning ,
Profits ,
Proposed Rules ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Transparency
On the heels of record-breaking enforcement in 2022, expect continued aggressive pursuit of Chair Gensler’s priorities in 2023.
The SEC will continue to bring its considerable resources to bear to address ESG-related...more
1/30/2023
/ Audits ,
Broker-Dealer ,
Compliance ,
Consumer Protection Act ,
Corporate Counsel ,
Cryptocurrency ,
Cybersecurity ,
Digital Assets ,
Dodd-Frank ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Individual Accountability ,
Insider Trading ,
Investment Adviser ,
Private Funds ,
Proposed Rules ,
Securities ,
Securities and Exchange Commission (SEC) ,
Special Purpose Acquisition Companies (SPACs) ,
Whistleblowers ,
Willful Misconduct
As the SEC continues to develop its ESG agenda, a series of recent cases underscores the risk posed by ESG-related litigation.
Although the courts have not been receptive to the most recent round of ESG-related lawsuits,...more
Market participants must manage risk of competing voices regarding direction of ESG rulemaking and the coming wave of enforcement actions.
The Securities and Exchange Commission’s near-term climate change and board...more