Ariel White-Tsimikalis on Capital Markets

Historic New Listing Rules Adopted for the UK

On 11 July 2024, the UK’s Financial Conduct Authority (the FCA) unveiled its final UK Listing Rules for the Main Market, set to take effect on 29 July 2024. These reforms represent the most significant transformation of the...more

7/29/2024 / Capital Markets , Corporate Governance , Financial Conduct Authority (FCA) , Listing Rules , Public Consultations , Publicly-Traded Companies , UK

The New UK Public Offers Regime: Three Key Takeaways and Next Steps

The long-awaited Public Offers and Admissions to Trading Regulations 2024 (the Regulations), the legislation replacing the UK Prospectus Regulation (the UKPR), came into effect on 29 January 2024 alongside an explanatory...more

3/21/2024 / Capital Markets , Consultation Papers , Corporate Issuers , Financial Conduct Authority (FCA) , Financial Statements , Prospectus Regulation (PR3) , Public Offerings , Threshold Requirements , UK

The New UK Listing Regime Takes Shape as Further Detailed Proposals are Announced by the UK Financial Conduct Authority

On 20 December 2023, the UK Financial Conduct Authority (the “FCA”) published a further consultation paper (CP23/31) (the “December Consultation Paper”) for reforming the UK listing regime....more

1/17/2024 / Alternative Investment Markets (AIM) , Capital Markets , Comment Period , Consultation , Corporate Governance , Disclosure Requirements , Financial Conduct Authority (FCA) , Initial Public Offering (IPO) , Listing Rules , Listing Standards , London Stock Exchange , Nasdaq , Public Consultations , UK

Overhaul of the UK Listing Regime Continues - A Consideration of the FCA’s Most Recent Proposals Which Are Most Relevant to Growth...

On 3 May 2023, the UK Financial Conduct Authority (the “FCA”) published significant further proposals in a consultation paper (CP23/10) for reforming the UK listing regime....more

5/22/2023 / Alternative Investment Markets (AIM) , Capital Markets , Corporate Governance , Emerging Growth Companies , Emerging Technology Companies , Financial Conduct Authority (FCA) , Financial Regulatory Reform , FTSE , Listing Rules , Listing Standards , London Stock Exchange , Nasdaq , Prospectus , Regulatory Agenda , Stock Exchange , UK

The FCA’s Chief Executive Updates UK Market on Continued UK Listing Regime Reforms: A Consideration of Which Reforms Will Most...

On 29 March 2023, the chief executive of the UK Financial Conduct Authority (FCA), Nikhil Rathi, delivered a speech at the Global Investment Management Summit in London on the wider UK capital markets ecosystem, which...more

4/19/2023 / Capital Markets , Corporate Governance , Emerging Growth Companies , Financial Conduct Authority (FCA) , Listing Standards , Regulatory Reform , Share Class Structures , UK

London’s Efforts to Facilitate Secondary Capital Raisings Continue: UK Pre-emption Group Issues Updated Statement of Principles

On 4 November 2022, the Pre-Emption Group (“PEG”) published an updated Statement of Principles: Disapplying pre-emption rights reflecting certain recommendations of the UK Secondary Capital Raising Review (the “SCRR”) which...more

11/28/2022 / Capital Markets , Capital Raising , Emerging Growth Companies , Equity Markets , Listing Standards , London Stock Exchange , UK

Efforts to Elevate London as a Listing Venue of Choice for Growth Companies Continue - Publication of the UK Secondary Capital...

The latest proposals for reforming the UK equity capital markets, in response to Lord Hill’s UK Listing Review of March 2021 (the Listing Review), have been announced following the publication of the UK Secondary...more

9/2/2022 / Capital Markets , Capital Raising , Emerging Growth Companies , Equity Markets , Initial Public Offering (IPO) , Listing Standards , London Stock Exchange , Prospectus , UK

Ariel White-Tsimikalis

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