Ariel Woldar

A&O Shearman

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SEC Proposes Significant Changes to Rule 10B5-1 Plans and Introduces New Disclosure Requirements

Recent comments by former SEC Chair Clayton and current SEC Chair Gensler called renewed attention to Rule 10b5-1 plans, which had also received recent legislative interest in Congress, contributing to the current rule...more

12/24/2021  /  Disclosure Requirements , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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