Arielle Tobin

Arielle Tobin

Jones Day

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Fifth Circuit Holds District Court Has Jurisdiction to Hear Constitutional Challenge to SEC Administrative Law Judges

The Fifth Circuit's opinion creates a circuit split that raises the possibility of a Supreme Court review. On December 13, 2021, the Fifth Circuit issued an en banc opinion in Cochran v. U.S. Securities & Exchange...more

12/21/2021  /  Administrative Law Judge (ALJ) , Article II , Constitutional Challenges , Corporate Counsel , En Banc Review , Jurisdiction , Removal For-Cause , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934

SEC Settlement with Company, Ex-CEO Signals Continued Focus on Executive Perks

The recent SEC settlement with Gulfport Energy and its former CEO suggests a hard line approach to executive perks and compensation disclosures, even where expenses relate to business activities. On February 24, 2021, the...more

3/3/2021  /  Compensation & Benefits , Corporate Counsel , Corporate Governance , Executive Compensation , Internal Controls , Perks , Securities and Exchange Commission (SEC)
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