Arielle Tobin

Jones Day

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SEC Enforcement in Financial Reporting and Disclosure: Year-End 2021 Update

We are pleased to present our year-end update on financial reporting and issuer disclosure enforcement activity. This White Paper primarily focuses on the U.S. Securities and Exchange Commission’s (“SEC”) enforcement activity...more

1/6/2022 / Disclosure Requirements , Enforcement Actions , Financial Reporting , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Violations

SEC Enforcement in Financial Reporting and Disclosure: Summer 2021 Update

We are pleased to present our latest update on financial reporting and issuer disclosure enforcement activity. This White Paper primarily focuses on the U.S. Securities and Exchange Commission’s (“SEC”) enforcement activity...more

9/13/2021 / Corporate Governance , Disclosure Requirements , Enforcement Actions , Environmental Social & Governance (ESG) , Financial Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations

SEC Enforcement in Financial Reporting and Disclosure: 2020 Year-End Update

The second half of 2020 saw U.S. Securities and Exchange Commission ("SEC") enforcement activity continue to rebound from deep uncertainty and change caused by the COVID-19 pandemic. All told, the SEC—despite a full-scale...more

2/8/2021 / Coronavirus/COVID-19 , Enforcement Actions , Financial Reporting , GAAP , Internal Controls , Non-GAAP Financial Measures , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Exchange Act

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