Arnondo Chakrabarti

A&O Shearman

+ Follow Contact

Latest Posts › Financial Conduct Authority (FCA)

Share:

White Collar Crime in Europe Themes and Trends: November 2015

There continues to be an increasing appetite amongst authorities around the world to investigate corporates and banks for a range of criminal offices. Governments are also introducing new criminal offences aimed at...more

11/30/2015 / EU , Financial Conduct Authority (FCA) , Money Laundering , Serious Fraud Office (SFO) , UK , UK Bribery Act , White Collar Crimes

FCA And PRA Senior Managers And Certification Regime –March 2016 Implementation Date Announced

Rules due to come into force in March 2016 Yesterday HM Treasury announced the commencement date for the new FCA and PRA Senior Managers and Certification Regime. Relatively limited information has been released, but...more

3/6/2015 / Certifications , Code of Conduct , Financial Conduct Authority (FCA) , New Regulations , Prudential Regulation Authority (PRA) , Senior Insurance Managers , Senior Managers , Senior Managers Insurers Regime (SMIR) , Treasury , UK

Government launches review of FCA and PRA enforcement processes

On 6 May 2014, the Chancellor of the Exchequer announced that HM Treasury would undertake a review of the enforcement decision making processes for the Financial Conduct Authority (the FCA) and Prudential Regulation Authority...more

5/16/2014 / Administrative Hearings , Decision-Making Process , Enforcement Actions , Financial Conduct Authority (FCA) , FSA , HM Treasury , Prudential Regulation Authority (PRA) , Settlement

3 Results

View per page

Page: of 1