Ashley Heintz

Jones Day

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The Impact of a Second Trump Presidency on SEC Enforcement Priorities

A new presidential administration is likely to bring change across the federal government, perhaps nowhere more starkly than at the Securities and Exchange Commission ("SEC"), which has greatly expanded its enforcement reach...more

1/7/2025 / Enforcement Guidance , Financial Markets , Investment , Investors , Publicly-Traded Companies , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Regulation , Trump Administration

The CFTC Proposes Rules to Protect Clearing Member Funds Held by DCOs

In Short - The Situation: In a December 13, 2023, Open Meeting, the Commodity Futures Trading Commission proposed amendments to the Commission's regulations concerning clearing member funds held by a derivatives clearing...more

12/29/2023 / CFTC , Clearing Members , Derivatives Clearing Organizations , Financial Markets , Futures Commission Merchants (FCMs) , Proposed Amendments , Proposed Rules , Proprietary Funds , Regulatory Agenda , Regulatory Reform

Wait, There's More: The CFTC Proposes Additional Swap Reporting and Recordkeeping Amendments

The Commodity Futures Trading Commission ("CFTC") has proposed swap reporting and recordkeeping amendments that would: designate a unique product identifier ("UPI") and product classification system ("PCS") for the "other...more

12/28/2023 / CFTC , Financial Markets , Financial Services Industry , NPRM , Swap Data Repositories , Swaps

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