Benjamin Dale

Perkins Coie

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Latest Posts › Publicly-Traded Companies

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Are Public Companies Required to Have a Principal Accounting Officer?

I was recently asked whether public companies are required, as a technical matter, to have principal accounting officers (PAOs). While PAOs are not strictly required, companies without PAOs should be aware of the result—that...more

10/15/2024 / CFOs , Corporate Governance , Publicly-Traded Companies , Section 16 , Securities and Exchange Commission (SEC)

Updating Your Description of Securities Exhibit

As summer turns into fall and in-house lawyers start thinking ahead to the upcoming 10-K filing season, we’re often asked to review and update the description of securities exhibit(s) required to be filed with Form 10-K by...more

9/9/2024 / Corporate Governance , Filing Requirements , Financial Regulatory Reform , Form 10-K , Publicly-Traded Companies , Regulation S-K , Section 12 , Securities and Exchange Commission (SEC) , Securities Exchange Act

SEC’s August 20 Open Meeting: Commissioners Approve Updated Audit Rules

Yesterday, the SEC held its third open meeting of the 2024 calendar year, at which the commissioners considered several proposals regarding auditors and the audits of public companies. Two of the proposals may be of...more

8/22/2024 / Audit Policies , Auditors , Audits , PCAOB , Policies and Procedures , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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