The Securities and Exchange Commission (SEC) has previously provided guidance through risk alerts, proposed rules, and enforcement actions that outline expectations for registered investment advisers and other financial firms...more
6/2/2025
/ Artificial Intelligence ,
Compliance ,
Data Privacy ,
Due Diligence ,
Insider Trading ,
Investment Advisers Act of 1940 ,
Investment Firms ,
MNPI ,
Registered Investment Advisors ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Over the last six years, investment management professionals have steadily increased their use of alternative data to improve decision-making, optimize portfolios, improve due diligence, and boost returns. Now, with widely...more
3/4/2025
/ Algorithms ,
Analytics ,
Artificial Intelligence ,
Data Brokers ,
Data Management ,
Financial Services Industry ,
FinTech ,
Hedge Funds ,
Investment ,
Investment Adviser ,
Investment Management ,
Investors ,
Machine Learning ,
Risk Management
Alternative data continues to strongly influence the decision-making of investment professionals across all areas of the investment management industry. In a testament to the rising importance of alternative data, the...more