Bowen Wang

Bowen Wang

Morrison & Foerster LLP

Contact
View Bio
RSS

Latest Posts › Prudential Regulation Authority (PRA)

Share:

SM&CR for Solo-Regulated Firms: Are You Ready?

The UK regulatory Senior Managers and Certification Regime (SM&CR) came into force in March 2016 to replace the UK Financial Conduct Authority (FCA) Approved Persons Regime (APR) for firms that are subject to dual regulation...more

10/24/2019  /  Financial Conduct Authority (FCA) , Prudential Regulation Authority (PRA) , Senior Management Regime (SMR) , Senior Managers , SMCR , UK
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide