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SEC Issues Supplemental COVID-19 Guidance on Disclosure Considerations Relating to Operations, Liquidity, and Capital Resources

On June 23, the Division of Corporation Finance at the U.S. Securities and Exchange Commission (the “SEC”) released additional disclosure guidance with respect to operations, liquidity, and capital resources disclosures in...more

Dealing with Your Obligations to Clients During the COVID-19 Pandemic

While securities regulators on both sides of the border have provided some relief to dealers and advisors, the Canadian Securities Administrators (“CSA”) and the Securities and Exchange Commission (“SEC”) have not extended...more

UPDATED: Congress Passes the Coronavirus Aid, Relief, and Economic Security Act (“CARES Act”)

President Trump signed the Coronavirus Aid, Relief, and Economic Security Act (“CARES Act”) on March 27, 2020, marking the largest economic recovery package in U.S. history. The $2.2 Trillion rescue legislation provides $150...more

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