Brandon Figg

Brandon Figg

Morgan Lewis

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SEC Staff Greenlights Information Barriers as Alternative Approach to Rule 192 Compliance

The staff of the US Securities and Exchange Commission’s Division of Corporation Finance recently granted no-action relief for transactions under Securities Act Rule 192(a)(3)(iii) (commonly known as prong (iii)) where the...more

5/21/2025  /  Asset-Backed Securities , Conflicts of Interest , Dodd-Frank , Final Rules , Financial Institutions , No-Action Letters , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Securitization
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