Breton Leone-Quick

Breton Leone-Quick

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Current and Former SEC Officials Speak About Enforcement Issues Concerning Municipal Securities

Last week, the National Association of Bond Lawyers held its 13th Annual Tax and Securities Law Institute. Some of the panels included current and former employees of the SEC who spoke on several of the more notable recent...more

3/16/2015  /  Control Person , Enforcement , Enforcement Actions , Municipal Securities Issuers , Securities and Exchange Commission (SEC)
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