Brian Feezel

Brian Feezel

BCLP

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FinCEN Updates CTA FAQs for the First Time in Three Months - Includes Clarity About Reporting Requirements for Beneficial Owners

On April 18, 2024, the Financial Crimes Enforcement Network (FinCEN) published an updated set of Frequently Asked Questions (FAQs) pertaining to the Beneficial Ownership Information (BOI) Reporting Rule under the Corporate...more

4/26/2024  /  Beneficial Owner , Compliance , Corporate Transparency Act , Exceptions , FinCEN , Guidance Update , Natural Person Requirement , Reporting Requirements , Securities and Exchange Commission (SEC)

SEC Adopts Disclosure Changes to Regulation S-K

The SEC published the final rules on March 20, 2019 to amend a wide variety of disclosure rules, primarily under Regulation S-K, in an effort to modernize and simplify disclosure requirements for public companies, investment...more

4/3/2019  /  Corporate Governance , Disclosure Requirements , Filing Requirements , Final Rules , Fixing America’s Surface Transportation Act (FAST Act) , Investment Adviser , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)
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