Brian Miller

Brian Miller

King & Spalding

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Fewer Cases So Far, with a Focus on Retail Investor Fraud – A Look at the First Six Months of SEC Enforcement Under the New...

The enforcement results for the first six months of the new administration show that while the Securities and Exchange Commission (“SEC”) has instituted substantially fewer new enforcement actions as compared to the same...more

8/22/2025  /  Broker-Dealer , Enforcement Actions , Enforcement Priorities , Investigations , Investment Adviser , Investors , Retail Investors , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Regulation
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