Brittany Puckett

Brittany Puckett

Akerman LLP

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Investment Advisers: Portions of DOL Prohibited Transaction Exemption Enforced Effective February 1, 2022

Effective February 1, 2022, the Department of Labor (DOL) began enforcement of portions of the Prohibited Transaction Exemption 2020-02 (PTE 2020-02 or the Exemption). ...more

2/7/2022  /  Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Field Assistance Bulletins , Financial Services Industry , Individual Retirement Account (IRA) , Investment Adviser , Investment Management , Prohibited Transactions , Retirement Plan
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