Carissa Occhipinto

Carissa Occhipinto

Stinson LLP

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SEC Withdraws Proposed Rules Affecting Investment Advisors, Funds and Broker-Dealers

On June 12, 2025, the Securities and Exchange Commission (SEC) withdrew 14 outstanding proposed regulations issued during the Biden Administration. These withdrawals underscore a dramatic priority shift away from regulation...more

7/3/2025  /  Broker-Dealer , Financial Regulatory Reform , Investment Adviser , Investment Funds , Investment Management , Proposed Rules , Regulatory Reform , Regulatory Requirements , Securities and Exchange Commission (SEC) , Shareholders
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